PRISCILLA R. OWEN, Circuit Judge:
Officer Martin Faul fatally shot Quamaine Mason while responding to a reported armed robbery. Mr. Mason's parents, Brenda and Billy Mason (together, the Masons), sued Faul asserting Fourth, Fifth, Eighth, and Fourteenth Amendment violations. The Masons also brought Monell
Because the district court disposed of the case on summary judgment, we state the facts of the case in the light most favorable to the Masons, the nonmovants
Mr. Mason came to Babino's apartment that evening to pick up his dog. He saw Babino through the apartment window and became upset, banging on the door and yelling. Babino asked her roommate to answer the door, and Babino locked herself in her bedroom with Pitkins and Richardson. Mr. Mason entered the apartment and attempted to pry open the bedroom door with a spoon.
Babino eventually opened the bedroom door. Mr. Mason entered the bedroom carrying a gun and ordered Pitkins and Richardson to leave. Mason threatened to "pistol whip" someone, but Babino states that the gun remained pointed at the ground at all times. Babino and Mr. Mason later exited the bedroom, and Mr. Mason eventually "got calm." They discovered that Mr. Mason's dog was missing and intended to leave the apartment to search for the dog.
In the meantime, Richardson had called 911. He told the operator that an armed individual had "broken into" Babino's apartment to get a dog. He stated that he did not know the individual but that Babino and Pitkins knew him. Richardson described the suspect to the operator as a black male, approximately six feet tall and weighing 200 pounds, wearing black jeans and a black shirt.
Officer Martin Faul volunteered to respond to an incident described as an armed robbery that had been reported at Babino's apartment. The Masons contend we must conclude that Faul approached the incident with no additional information because of his statements during his post-incident interview with the Louisiana State Police. The following exchange occurred between Faul and Frank Garcia, the State Police investigator:
The Masons argue that the "never paid no attention to the computer" statement shows that Faul had no information about the situation he approached.
Faul arrived at the apartment complex and saw that Officers Brittney Dugas and Jace Galland were there. Faul removed his police canine from his car. The three officers encountered Richardson and Pitkins, who directed them toward Babino's apartment.
Mr. Mason and Babino opened the apartment door to find the officers with their guns drawn. Mr. Mason matched the description Faul alleges he received from dispatch. Babino moved in front of Mr. Mason. She positioned herself so that she shielded Mr. Mason from Officers Dugas and Galland. She screamed to the officers, "What are you doing? He's not doing nothing. What's wrong?"
The officers then issued commands to Mr. Mason and Babino, but the witnesses differ as to what commands were issued. According to Babino, the officers only ordered them to put their hands up. Faul asserts that Galland was the only officer to issue commands and that Galland told Mr. Mason and Babino to get on the ground. Dugas and Galland state that the officers issued conflicting orders for Mr. Mason and Babino to keep their hands up and get on the ground.
Although the officers contend that Mr. Mason reacted to the commands by squaring up with Faul and tucking his chin as if he were preparing to fight, Babino claims that Mr. Mason had his hands up and was not moving. Faul saw a gun in Mr. Mason's waistband. Faul yelled "Gun!" and sent his dog towards Mr. Mason. Babino asserts that Mr. Mason only dropped his hands to his crotch after the dog had attacked him, in contrast to Faul, who claims that Mr. Mason's right hand went to his side before he released the dog.
Faul asserts that once the dog had attacked Mr. Mason, Mr. Mason's hand came in contact with his gun, so Faul began shooting. Babino asserts that Mr. Mason never did anything to require the officer to release the dog for an attack, that Mr. Mason never touched the gun, and that Mr. Mason never attempted to resist, assault or fire upon the police.
Faul's initial shot struck Mr. Mason in the chin. The second shot struck Mr. Mason in the right shoulder, moving slightly from the back to the front. The third shot struck the upper back part of Mr. Mason's right arm, fracturing his humerus. Dr. James Traylor, a forensic pathologist for the defense, stated that while the fracture would have severely restricted the movement of Mr. Mason's right arm, he would have been able to flex some at the elbow, though not very effectively, but that moving his arm "would have been extremely painful." Additionally, Dr. Traylor testified that Mr. Mason could still have moved his shoulder but also not very well. The fourth shot struck Mr. Mason in his lateral right chest wall, fracturing a rib. The fifth shot struck Mr. Mason on the upper back portion of the left arm, fracturing the left humerus. Dr. Traylor testified that at the time the fifth shot was fired, Mr. Mason was in a prone position, face down. Faul then temporarily stopped firing.
Faul radioed for an ambulance and put the dog into a police vehicle. When Faul returned, Mr. Mason had been moved to a nearby breezeway, and Faul saw other officers were administering first aid to Mr. Mason. A civilian combat medic also helped care for Mr. Mason, but he died at the scene.
The Masons allege several irregularities in Lafayette's investigation of the shooting. First, police later recovered an eighth bullet lodged in a wall that did not strike Mr. Mason. Murphy Riggs, a relative of Mr. Mason, testified that when he arrived at the scene, a bullet hole in a structure had been patched, and the area had been cleaned with bleach. Second, before Frank Garcia, the State Police investigator, arrived at the scene, Mr. Mason's gun had been moved, and the magazine had been removed. Finally, after Faul's interview with Garcia formally ended, the Masons allege that the video camera captured the following exchange:
The Masons, individually and on behalf of their son, Mr. Mason, sued Faul, Chief Craft, and Lafayette. They brought claims under 42 U.S.C. § 1983 alleging Faul (1) used excessive force in violation of the Fourth and Fourteenth Amendments; (2) deprived Mr. Mason of substantive due process under the Fourteenth Amendment by engaging in actions that "shock the conscience;" (3) and violated Mr. Mason's Eighth Amendment and due process rights by acting with deliberate indifference to his medical needs after the shooting. The Masons brought Monell
We review the district court's grant of summary judgment de novo, applying the same standards as the district court.
When reviewing a motion for summary judgment, we must "must view the facts in the light most favorable to the non-moving party and draw all reasonable inferences in its favor."
A plaintiff suing under § 1983 must "(1) allege a violation of a right secured by the Constitution or laws of the United States and (2) demonstrate that the alleged deprivation was committed by a person acting under color of state law."
In an individual-capacity suit, a defendant may raise the defense of qualified immunity.
We begin with the Masons' Fourth Amendment claim against Officer Faul. When a police officer uses force to make a "seizure," we analyze a claim against the officer under the Fourth Amendment for "objective reasonableness."
In Tennessee v. Garner, the Supreme Court explained that to reasonably use deadly force, an officer must, at the very least, have "probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others."
The district court did not correctly analyze the summary judgment record. The district court appears to have relied entirely on the officers' account of events. For example, the district court accepts as "uncontroverted" Faul's position that Mr. Mason's hand went toward the gun in his waistband before Faul released the canine. Babino's account of the shooting, which conflicts with the officers' accounts in several key respects, is absent from the district court's opinion despite having been discussed in the Masons' briefing. Babino's deposition contains an account of the shooting, and the facts she related are material to the Fourth Amendment question.
When addressing excessive-force claims, courts have an obligation to "slosh our way through the factbound morass of `reasonableness.'"
As an initial matter, the Masons do not argue that Faul's use of the canine, by itself, violated the Fourth Amendment. Rather, they argue that a Fourth Amendment violation arose through Faul's use of his firearm and assert that the use of the canine against Mr. Mason while the shots were being fired is relevant to the question of Faul's reasonableness. Accordingly, we do not address the constitutional standards for use of a police canine.
A reasonable jury could conclude that a reasonable officer in Faul's position would not have "probable cause to believe that [Mr. Mason] pose[d] a threat of serious physical harm"
Other evidence in the record, viewed in the light most favorable to the Masons, corroborates Babino's testimony. Although Dr. Traylor, the defense expert, indicated that Mr. Mason might be able to make a slight movement with his right elbow, he also explained that it "would have been extremely painful" for Mr. Mason to use his right arm. Although Dr. Traylor's testimony can support favorable inferences for both parties about whether Mr. Mason moved his arm, at the summary judgment stage, we must conclude that Mr. Mason's arm was immobile while he lay on the ground.
In light of Babino's and Dr. Traylor's testimony, a reasonable jury could conclude that Mr. Mason lay incapacitated on the ground and did not move in a threatening manner before Faul fired the final two shots.
We therefore must determine whether Faul is entitled to qualified immunity on the grounds that he did not violate clearly established law. The law is clearly established if there is factually similar, controlling case law from this court or the Supreme Court.
The Masons argue that Faul violated Mr. Mason's substantive due process rights under the Fourteenth Amendment because his actions "shocked the conscience."
While substantive due process applies to some police conduct, the Supreme Court has refused to look beyond the Fourth Amendment when the police "seize" a suspect.
Faul "seized" Mr. Mason when he terminated Mr. Mason's freedom of movement using the canine and his gun.
The Masons argue that Faul violated the Eighth and Fourteenth Amendments by
"The Due Process Clause . . . require[s] the responsible government or governmental agency to provide medical care to persons . . . who have been injured while being apprehended by the police."
The Masons' deliberate indifference argument is narrow. The Masons allege that Lafayette's police policy requires an officer to "immediately . . . determine the physical conditions of any injured person and render first aid." They note that after the shooting, Faul called an ambulance, left to put the dog into the police vehicle, and returned to render first aid but found others addressing Mr. Mason's wounds; they find fault with the fact that Faul did not personally participate in Mr. Mason's care. They also seek to hold Faul liable for the inadequate care by others because Mr. Mason was dragged by his legs from the scene of the shooting to a nearby breezeway.
Faul's conduct did not rise to the level of deliberate indifference. A failure to follow official policy, by itself shows, at most, negligence and cannot support a finding of deliberate indifference.
The Masons also bring claims against Lafayette and Chief Craft, in his official capacity. Because Craft was sued in his official capacity, the claim against him is
In Monell v. Department of Social Services,
We have defined "official policy" to mean:
"Isolated violations are not the persistent, often repeated, constant violations that constitute custom and policy."
The "moving force" inquiry requires a plaintiff to make two showings: causation and culpability.
The Masons point to numerous acts that they claim evince a policy or custom. First, the Masons argue that the three officers approached Mr. Mason without sufficient information. They allege that the three officers "agree that they do not listen to the computer routinely" and
Second, the Masons focus on Faul's use of the police dog. They note that Faul admitted to not knowing of Lafayette's policies on the use of canines and that he admitted that it is unusual to use a dog when firing a weapon. They also contend that his conduct showed an inability to retain his training about using a police dog. This evidence does not identify a municipal policy or custom. To the contrary, it shows, at most, that Faul failed to follow policy.
Third, the Masons note that the three officers failed to maintain cover when approaching Mr. Mason; their experts allege that this is "evidence of a systemic practice." However, the Masons have not produced any evidence that the officers' failure to maintain cover was more than an "isolated violation."
Similarly, the Masons seek to impose Monell liability by alleging several other errors by the officers. They point to the officers' failure to negotiate and conflicting commands to Mr. Mason and Babino as well as Faul's decision to shoot Mr. Mason when he was already on the ground. But, again, the Masons provide no proof that these practices rise to the level of custom or policy.
Finally, the Masons point to defects in Lafayette's investigatory and disciplinary proceedings. They allege that Lafayette police cleaned the crime scene and manipulated Mr. Mason's gun. They also fault Lafayette for keeping Faul on the job because he discussed the incident with the state-police investigator after his official interview terminated. We have held that "it is nearly impossible to impute lax disciplinary policy to [a municipality] without showing a pattern of abuses that transcends the error made in a single case."
The Masons also bring claims under Louisiana state law. The parties agree that the Fourth Amendment's reasonableness standard applies to the state-law claims, such that the state-law claims rise or fall with the Fourth Amendment claim. For this proposition, the parties and the district court have cited to our unpublished opinion in Winston v. City of Shreveport
Because the parties are in agreement but have not thoroughly briefed the issue, we assume, without deciding, that Louisiana law employs the same reasonableness standard as the Fourth Amendment. Therefore, we reverse the district court's grant of summary judgment on the Masons' claims against Faul under Louisiana state law and remand.
For the foregoing reasons, we AFFIRM the district court's judgment with regard to the Masons' substantive due process and deliberate indifference claims; we REVERSE the district court's judgment that Officer Faul is entitled to qualified immunity with respect to the Fourth Amendment and state law claims, as to the final two shots; and REMAND for consideration in the first instance whether Officer Faul's other actions are entitled to qualified immunity in the light of Babino's testimony.
PATRICK E. HIGGINBOTHAM, Circuit Judge, concurring in part and dissenting in part:
As Quamaine Mason and his girlfriend, Racquel Babino, stepped outside of her apartment, they were met by three officers with guns drawn. Quamaine put his hands up and stood still. Officer Martin Faul and his police dog together attacked Quamaine, Faul shooting him seven times at point-blank range as he fell down struggling to fend off the dog. No other officer fired a shot. I concur in the rejection of immunity for the final two shots and the disposition of Appellants' other claims, but I dissent from the majority's refusal to address the district court's grant of qualified immunity for the first five shots that led to Quamaine's senseless death.
Accepting the version of facts most favorable to Appellants, as we must,
On December 9, 2011, Officer Martin Faul—a canine officer—was working the night shift. Responding to a reported armed robbery at a department store, Officer Faul heard a report of another armed robbery at Racquel Babino's apartment complex. Officer Faul immediately "volunteered for the call." Arriving on the scene at the same time as two other officers, all three officers ran toward the apartment with guns drawn. When the other officers gained the lead, he quickly took charge, yelling, "Y'all behind the dog."
The officers arrived at the apartment complex to see Quamaine Mason walking out the front door of an apartment with a young woman. Quamaine matched the description of the suspect, and the police call had stated that he was armed.
Quamaine stood still with his hands up and empty, complying with all police instructions.
The autopsy confirms that the paths of the shots which hit Quamaine are explained only by his struggle with the dog as he falls to his left and to the ground. None of the seven shots hit Quamaine head-on, instead striking him in downward paths from the side and back. The closest to head-on is the shot which hit Quamaine's chin at a sharp downward angle, then traveled through his neck (never exiting his body) to his chest. Dr. Traylor,
While the dog was on Quamaine, Officer Faul shot Quamaine seven times at point-blank range (recall that the dog was on a thirty-six-inch tether held by Officer Faul's left hand and his gun was being fired with his right). If Quamaine did move on the ground prior to Officer Faul firing the last two shots, it may have been due to the dog, which was still "tearing at" Quamaine's hip, "grabbing him and pulling him back." However, there is evidence that Quamaine did not move during the pause between the first five and the last two shots to hit him. Babino's deposition indicates that her attention was fixed on Quamaine throughout the shooting, and officer accounts provide further support—she was watching Quamaine. When asked if she saw Quamaine move once he was on the ground, she stated that he picked up his head, but she did not see him "move his body, the trunk of his body." She also stated that she did not see Quamaine make "any threatening action . . . towards anyone" once the apartment door opened or make "any effort whatsoever . . . to fight back against the police."
Officer Galland reported that Quamaine made a rolling motion similar to that reported by Officer Faul, but only after all the shots were fired, and stated that Quamaine's hands were above his head at the time—suggesting that Officer Faul's timeline might be mistaken. Finally, if the last two shots hit Quamaine's back, as suggested by testimony from Officer Faul and another witness, then both his humeri were already fractured by the point at which Officer Faul reports that he tried to spin himself over. Though he may still have been able to move his arms, "it would have been extremely painful" and they were "not going to help him at all" to turn over. As the majority correctly concludes, a reasonable trier of fact could find that Quamaine never moved threateningly once on the ground.
"[W]hen reviewing a grant of summary judgment in the Fourth Amendment context, after first construing disputed historical facts in favor of the non-movant, the court must then ask how a reasonable officer would have perceived those historical facts."
The majority fully agrees with this analysis with respect to the final two shots, but it leaves the district court's grant of summary judgment in place with respect to the first five shots—refusing to address the appeal from that judgment. That is, it leaves Officer Faul entitled to qualified immunity for these shots, electing to "remand for consideration in the first instance whether Officer Faul's other actions are entitled to qualified immunity in the light of Babino's testimony"—without vacating the grant of summary judgment. With all due respect, this result is as inexplicable as it is unexplained. The district court concluded that Officer Faul was entitled to qualified immunity for all seven shots—it has already addressed "in the first instance" whether Officer Faul is entitled to qualified immunity for the first five shots "in the light of Babino's testimony." Moreover, this partial remand cannot be squared with the fact that the majority does address the final two shots, where Babino's testimony was critical. I am at sea as to why the majority slices a single event into distinct segments—seven shots into five and two—then performs the proper analysis with respect to one segment—the final two shots—and then orders the district court to try again with respect to the other segment—the first five shots. This decision is especially puzzling when the issue is qualified immunity. As we have said before in this context, there is no reason to require the district court to address again a legal question that this Court reviews de novo.
The upshot is that the majority simply declines to "express an opinion" with regard to a legal issue—the main issue of this case—that was squarely addressed by the district court, fully briefed by the parties, and remains the heart of this case. The majority also declines to vacate the district court's judgment with respect to the first five shots. To these eyes, that is indefensible.
Whatever the majority's reasoning, and with all due respect, I cannot concur in its opinion leaving the door open for another decision in Officer Faul's favor. This "remand for consideration" implicitly holds that on this record the district court could conclude that Officer Faul enjoys qualified immunity as a matter of law for the first five shots and to these eyes that cannot be so. Appellees rely upon the principle that officers may use deadly force when threatened even if they negligently create circumstances leading to the need for force.
The doctrine regarding negligent creation of the circumstances requiring deadly force is necessary to avoid collapse of the jurisprudence of deadly force into a negligence action, but it is not without limit—for it would then blur and ultimately erase the effort of the law to limit the use of deadly force. And I do not read the extant cases to say otherwise. In Young, the officer negligently increased the background level of risk by failing to maintain cover, failing to radio for help or wait for backup, placing his patrol car in a dangerous position, and directing the suspects to exit their car.
Excessive force cases are highly fact specific, and two key circumstances distinguish this case from Young and its progeny. First, the officer's use of the dog to attack Quamaine did not merely set a risky scene before shots were fired. It was at all times an assault of dog and gun. The moment the dog did as trained, Officer Faul began firing away. That he continued to put two more rounds in his back after Quamaine was lying on his stomach is doubly relevant. It signifies both as an independent act, as the majority observes, but also for its powerful suggestion that Officer Faul intended his force to be deadly from the beginning.
Second, in the Young cases, officers' actions created risky situations, but the suspects then chose to commit intervening acts which threatened the officers.
Young and Ramirez do not provide an answer here. We have recognized that summary judgment is properly denied "where fact issues exist[] about whether a police officer's use of force was justified or
These cases chart a limit to Young comporting with common sense. At some point, an officer crosses the line between setting up a risky situation and actually himself directly causing the "threat." Officers are at risk in nigh every traffic stop as they approach a vehicle, as are the persons in that vehicle—so also with street confrontations. Yet no one will maintain that an officer can lawfully avoid all risk by simply shooting and asking questions later. So long as the suspect has his hands in the air—and certainly when three officers have drawn guns trained on him—an officer cannot simply shoot him, avoiding all risk to himself. If that is so, an officer cannot knock him down and shoot him because he then no longer has his hands up. That the officer has information that the suspect is armed does not work a different result.
Under Appellants' version of the facts, there was nothing that Quamaine Mason or indeed anyone in the area matching his description could do to escape Quamaine's fate. He was dead as soon as police were called. He complied with all orders until he was attacked by a dog and police officer who shot him seven times at point-blank range. We have the responsibility of providing arresting officers all guidance in the use of deadly force that we can, as these cases are often close and difficult—and when these cases are close and difficult, we clothe the officers with post-hoc immunity. This attack of man and dog is far from that genre. We ought not decide this case—that decision belongs to a jury. Avoiding a trial is an important component of qualified immunity, but denial of qualified immunity does not deny Officer Faul his immunity defense from liability. It only concludes that he must be judged by a jury of his peers.